Lauren K. Holcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Kristina Cox Holcomb, who also goes by Kristina Cox, Lauren Kristina Cox, Kristina Cox Holcomb, Lauren Kristina Cox Holcomb, Kristina Holcomb, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2011. Lauren had worked at 2 firms and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - November 28, 2012
KARSTEN ADVISORS
September 28, 2011 - December 31, 2011
COMMERCE WEALTH ADVISERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KARSTEN ADVISORS
CRD#: 158571 / SEC#: 801-72936
Contact information
Red Flags
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